证监会寻求冻结三名离港内幕交易者资产

香港证监会已获得法院命令,冻结三名涉嫌内幕交易者的资产。这些人包括前港交所上市部门职员陈清华及其亲属林祖民和周志光,他们被指在2020年至2025年间使用非公开信息交易股票。命令涵盖香港及英国的资产冻结。

香港原讼法庭已对三人——前港交所上市部门职员陈清华及其亲属林祖民和周志光——颁布全球临时禁令。该禁令旨在防止他们使用至少七家香港上市公司非公开信息进行交易,以获利或避免损失。这些交易发生在2020年6月至2025年3月期间。

同时,证监会从英格兰和威尔士高等法院商业及财产法庭获得临时禁令,冻结陈清华和周志光在英国的资产。此举基于《证券及期货条例》第213条,该条款允许证监会向股市违规者追讨受害投资者赔偿。

证监会声明称:“证监会获得的英国禁令将确保有资产可用以满足法院未来可能授予的救济,因为三名嫌疑人已离开香港并将资产转移至香港以外地区。”

“这项法律行动突显了证监会的决心,即使违规者在香港以外,也要追究其市场不当行为责任。”

这些法院命令强调了证监会确保投资者获得赔偿的承诺,并展示了监管机构国际合作打击市场违规、保护投资者利益的最新例子。三人已被指控,但尚未有进一步法庭裁决。

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