香港の規制当局、投資家への賠償を求める方針へ転換

香港の証券先物委員会(SFC)は、罰金だけでなく証券不正行為の被害者に対する賠償の追求に乗り出している。同委員会はここ数ヶ月で25億香港ドルの和解金を確保した。これは米国、英国、欧州での手法に倣ったものである。

5月初旬の暖かい土曜日、香港の中環(セントラル)にあるエディンバラ・タワーでは、数百人の香港市民が数時間にわたって列を作った。証券先物委員会は、不正行為によって被害を受けた投資家に対して金銭的な補償を求めることで、国際的な規制当局との足並みを揃えた。

香港金融アナリスト・専門コメンテーター協会のケニー・タン・シンヒン会長は、規制当局が今後も和解を一つの戦略として活用し続ける可能性が高いと述べた。同氏は、香港には米国のような集団訴訟制度が存在しないため、小口投資家はSFCに頼らざるを得ないと指摘している。

高額な罰金や免許停止といった従来型の罰則も引き続き適用可能だが、今回の新たな方針転換は、長期にわたる法的手続きを経ることなく市場の健全性を強化することを目的としている。

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